Banking, Securities & Finance

Stuart Smalley & Co LLC has a team of solicitors who provide timely advice on all aspects of Banking, Securities and Finance laws.

Our clients typically include financial institutions, corporate borrowers, high net worth individuals and investors who require bespoke and timely advice on a wide range of banking, securities and financial matters tailored to specific requirements.

Services we offer include advice on the following:


  • Company opinions for commercial transactions (companies and trusts);
  • Corporate banking;
  • Protection of assets;
  • Custody arrangements;
  • Custody agreements;
  • Bank charges and terms and conditions.


  • Rights issues and IPO’s;
  • Placing and buybacks;
  • Regulatory matters regarding issuing of shares and securities;
  • Company opinions for commercial transactions.


  • leveraged finance;
  • refinancing and restructuring of distressed companies;
  • property transactions;
  • company opinions for commercial transactions.